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Broker Compliance Service

Full Transaction Coordination always includes Broker Compliance, but sometimes, you just need an extra hand with file organization. That’s where our stand-alone Broker Compliance service comes in. We’ll organize and clean up your transaction file, ensure all required documents are in place, and submit everything to your broker’s back office so you can get paid smoothly at closing.

File Wrap Up for Compliance $125

  • Review all contract documents for completeness
  • Cross-check all documents against your broker’s compliance checklist 
  • Verify that all required documents and addenda are included
  • Notify agent of any missing initials, signatures, or incomplete fields  
  • Upload completed documents to your broker’s compliance software system
  • Submit a Commission Disbursement Authorization request to Broker


* Broker Compliance does not include client interaction.




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